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Relaxation in timelines for compliance with regulatory requirements

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..... s / Clearing Members through Stock Exchanges / Clearing Corporations (including those in International Financial Services Centres) 4. Depository Participants through Depositories 5. KYC Registration Agency Madam / Sir, Subject: Relaxation in timelines for compliance with regulatory requirements 1. In view of the situation arising due to COVID-19 pandemic, lockdown imposed by the G .....

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..... /MIRSD/DOP/CIR/P/2020/191 dated October 01, 2020 , timelines / period of exclusion were further extended for certain compliance requirements. 3. In view of the prevailing situation due to Covid-19 pandemic and representation received from the Stock Exchanges, it has been decided to extend the timelines for compliance with the following regulatory requirements by the trading members / clearing m .....

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..... tend the timelines for compliance with the following regulatory requirements by depository participants (DPs), as under: S. No. Compliance requirements for which timelines are extended Extended timeline / Period of exclusion I Submission of half yearly Internal Audit Report by DPs for the half .....

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..... respectively and also disseminate the same on their websites. 6. This circular is issued in exercise of powers conferred under Section 11(1) of the Securities and Exchange Board of India Act, 1992 and Section 19 of the Depositories Act, to protect the interests of investors in securities and to promote the development of, and to regulate the securities markets. Yours faithfully .....

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