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TMI BlogGuidelines in pursuance of amendment to SEBI KYC Registration Agency (KRA) Regulations, 2011X X X X Extracts X X X X X X X X Extracts X X X X ..... (DPs) through Depositories, 4. Mutual Funds (MFs) and AMCs 5. Portfolio Managers (PMs) 6. Collective Investment Schemes (CIS), 7. Investment advisors 8. Registrar and Transfer Agents 9. Custodians 10. Alternate Investment Funds (AIFs) 11. Association of Mutual Funds in India (AMFI) Dear Sir/Madam, Subject: Guidelines in pursuance of amendment to SEBI KYC Registration ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... een completed using Aadhaar as an OVD. The records of those clients whose have completed KYC using non-Aadhaar OVD shall be validated only upon receiving the Aadhaar Number. 3. During the process of validation, KRAs shall validate the following details: a. Aadhaar through Unique Identification Authority of India (UIDAI) authentication/verification mechanism. b. Mobile number and e-mail ID ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ed KRA identifier shall be assigned by KRA to the client and such KRA identifier may be used by the client for opening of account with any other intermediary, without repeating the KYC process. 8. The KYC records of new clients (who have used Aadhaar as an OVD) shall be validated within 2 days of receipt of KYC records by KRAs. 9. KYC records of all existing clients (who have used Aadhaar as ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ities and Exchange Board of India Act, 1992 and Regulation 17 of the SEBI (KYC (Know Your Client) Registration Agency) Regulations, 2011 to protect the interests of investors in securities and to promote the development of, and to regulate the securities markets. Yours faithfully, Narendra Rawat General Manager Market Intermediaries Regulation and Supervision Department ..... X X X X Extracts X X X X X X X X Extracts X X X X
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