Format for Annual Secretarial Compliance Report for REITs

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..... pliance report referred to in sub-regulation (1) of this regulation shall be annexed with the annual report of the REIT. 2. Accordingly, the following shall be complied with regard to annual secretarial compliance report: (a) The Manager of the REIT, on an annual basis, shall appoint a practicing company secretary to examine the compliance of all applicable SEBI Regulations and circulars/ guidelines issued thereunder, consequent to which, the practicing company secretary shall submit a report to the Manager of the REIT. (b) The format for the annual secretarial compliance report is placed at Annex-A. (c) The Manager of the REIT shall provide all such documents/information as may be sought by the practicing company secretary for t .....

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..... us and explanation provided by [●] [Name of the Manager] ("the Manager"), (b) the filings/ submissions made by the Manager to the stock exchanges, (c) website of [●] [Name of the REIT] ("the REIT"), (d) any other document/ filing, as may be relevant, which has been relied upon to make this certification, for the year ended [●] ("Review Period") in respect of compliance with the provisions of : (i) the Securities and Exchange Board of India Act, 1992 ("SEBI Act") and the Regulations, circulars, guidelines issued thereunder; and (ii) the Securities Contracts (Regulation) Act, 1956 ("SCRA"), rules made thereunder and the Regulations, circulars, guidelines issued thereunder by the Securities and Exchange Board o .....

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..... examination of those records. (c) The following are the details of actions taken against the REIT, parties to the REIT, its promoters, directors either by SEBI or by Stock Exchanges (including under the Standard Operating Procedures issued by SEBI through various circulars) under the aforesaid Acts/ Regulations and circulars/ guidelines issued thereunder: Sr. No. Action taken by Details of violation Details of action taken E.g. fines, warning letter, debarment, etc. Observations/ remarks of the Practicing Company Secretary, if any. (d) The Manager of the REIT has taken following actions to comply with the observations made in previous reports: Sr. No. Observations of the Practicing Company Secretary in the p .....

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