Simplified norms for processing investor’s service requests by RTAs and norms for furnishing PAN, KYC details and Nomination

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..... Recognized Stock Exchanges Recognized Stock Exchanges All Recognized Depositories Depository Participants through Depositories Dear Sir / Madam, Simplified norms for processing investor s service requests by RTAs and norms for furnishing PAN, KYC details and Nomination 1. SEBI, vide circular no. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/37 dated March 16, 2023 (now rescinded due .....

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..... the term freezing/ frozen has been deleted. 2.2. Referral of folios by the RTA/listed company to the administering authority under the Benami Transactions (Prohibitions) Act, 1988 and/or Prevention of Money Laundering Act, 2002 , has been done away with. 3. Stock Exchanges, Depositories, RTAs and listed companies are advised to: 3.1. comply with the conditions laid down in this circ .....

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..... l Framework -- Circulars . Yours faithfully, Aradhana Verma General Manager Market Intermediaries Regulation and Supervision Department Tel. No. 022-2644 9633 Email id - [email protected] - Circular - Trade Notice - Public Notice - Instructions - Office orders Tax Management India - taxmanagementindia - taxmanagement - taxmanagementindia.com - TMI - TaxT .....

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