SMS and E-mail alerts to investors by stock exchanges

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..... d as Circular ) and Clause 33 of Master Circular for Stock Brokers dated August 09, 2024 (hereinafter mentioned as Master Circular ), issued guidelines regarding SMS and E-mail alerts to investors by stock exchanges. 2. Point iv of Clause 2B of the Circular and Clause 33.2.4 of the Master Circular states the following regarding uploading of mobile number and e-mail by stock brokers: Stock Brokers .....

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..... an HUF, Corporate, Partnership or Trust (in case of non-individual clients). Family / Authorised person for this purpose shall include: a. In case of individuals, self, spouse, dependent children and dependent parents. b. In case of HUF, Karta or any of the Co-parceners as per prior approval of Karta. c. In case of Partnership firm, any of the partners as per prior approval of all / authorised pa .....

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..... so disseminate the same on their websites; 6.2. make necessary amendments to the relevant Bye-laws, Rules and Regulations for the implementation of the above direction; 7. This circular is issued in exercise of powers conferred under Section 11(1) of Chapter IV of the Securities and Exchange Board of India Act, 1992 to protect the interests of investors in securities and to promote the development .....

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