The circular amends the guidelines regarding uploading of mobile ...

Easing mobile/email sharing rules for market alerts among family/authorized persons by brokers.

December 4, 2024

Circulars SEBI

The circular amends the guidelines regarding uploading of mobile numbers and email addresses by stock brokers for sending SMS and email alerts to investors. Under exceptional circumstances, stock brokers can now upload the same mobile number/email for multiple clients belonging to the same family or authorized persons of non-individual clients like HUF, corporates, partnerships, or trusts upon their written request. The definition of family/authorized person is provided for individual and non-individual clients. Stock exchanges must notify members, update bye-laws, and implement the amended guidelines.

View Source

← Previous Next →

The circular amends the guidelines regarding uploading of mobile ...

Easing mobile/email sharing rules for market alerts among family/authorized persons by brokers.

December 4, 2024

Circulars SEBI

You may also like:

The notification amends the Companies (Appointment and Qualification of Directors) Rules, 2014, regarding the updation of directors' KYC details and change in mobile...

Valuation of imported goods - Related person - Merely because there were transfer of funds in India amongst three importers will not make them related persons in terms...

Long term capital gain - re-alignment of shareholding pursuant to family settlement arrangement - The assessee did not receive any share from the family of her husband....

Addition u/s 56(2)(viib) - application of Rule 11UA - FMV of redeemable preference shares - sub-Rule (2) of Rule 11UA deals valuation in respect of unquoted equity...

Assistance to authorized officer during search and seizure - For the purpose of search AO now take services of any person, entity as approved by PCC or CC or PDGIT or...

Assessment of trust - Benefit of section 112 read with section 164 - The assessee trust is not free or authorized to sell the shares, held by it on behalf of the settler...

Companies (Listing of equity shares in permissible jurisdictions) Rules, 2024 - Amendment in various rules.

Computation of LTCG - Based on a reading of Section 50CA of the Act, it is clear that where the actual sale consideration on transfer of unlisted equity shares is less...

Addition u/s 56(2)(viia) - purchase of shares at price more than its fair market value - The tribunal extensively reviewed the submissions and evidence presented,...

Addition u/s 56(2)(viib) - Share Capital - excessive Share premium - closely held company - Rule 11UA - Assessee has failed to explain and justify issue of preference...

Capital gains on partition among family members - determining market value of property - compromise decree resulted in assessee acquiring shares of others - no transfer...

Valuation of gifted shares - Explanation to Rule 2(9) of Part A, Schedule III of the W.T. Act. The certificate from the concerned stock exchange is only to state whether...

The Tribunal held that the workings provided by the Department for determining the fair market value (FMV) of shares at Rs. 131.86 per share were not in accordance with...

The adjudicating authority is bound to explain the alleged contraventions to the person proceeded against or their legal representatives. Rule 4(4) mandates...

Addition u/s 68 - bogus share transactions - as alleged transactions in shares, “penny stock” are fraudulent and accommodation entries - The Appellate Tribunal noted...

Quick Updates: