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SEBI

Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 Chapter II = CERTIFICATION OF ASSOCIATED PERSONS Chapters List This

CERTIFICATION OF ASSOCIATED PERSONS - Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007
Chapter: II
CERTIFICATION OF ASSOCIATED PERSONS
Regulation 3 : Obligation to obtain certificate
Regulation 4 : Manner of obtaining certificate
Regulation 5 : Validity period of certificate
Regulation 6 : Associated person not to undertake certain activities without a valid certificate
 

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