Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993

Chapter: I
PRELIMINARY
Regulation 1	:	Short title and commencement
Regulation 2	:	Definitions
Chapter: II
REGISTRATION OF REGISTRAR TO AN ISSUE AND SHARE TRANSFER AGENT
Regulation 3	:	AGENT
Regulation 4	:	To furnish further information, clarification etc.
Regulation 5	:	Application to conform to the requirements
Regulation 6	:	Consideration of application
Regulation 6A	:	Criteria for fit and proper person
Regulation 7	:	Capital Adequacy Requirement
Regulation 8	:	Grant of certificate of registration
Regulation 8A	:	Omitted
Regulation 9	:	Omitted
Regulation 9A	:	Conditions of registration
Regulation 9B	:	Omitted
Regulation 10	:	Procedure where registration is not granted
Regulation 11	:	Omitted
Regulation 12	:	Payment of fees and the consequences of failure to pay fees
Chapter: III
GENERAL OBLIGATIONS AND RESPONSIBILITIES
Regulation 13	:	To abide by Code of Conduct
Regulation 13A	:	Registrar to an Issue not to act as such for an associate
Regulation 14	:	To maintain proper books of accounts and records, etc.
Regulation 15	:	Maintenance of records
Regulation 15A	:	Appointment of a Compliance Officer
Regulation 15B	:	Dispute Resolution
Regulation 15C	:	Grievance Redressal Mechanism
Chapter: IV
PROCEDURE FOR INSPECTION
Regulation 16	:	Board's right to inspect
Regulation 17	:	Procedure for inspection
Regulation 18	:	Obligations of registrar to an issue and share transfer agent on inspection by the Board
Regulation 19	:	Submission of Report to the Board
Regulation 20	:	Action on inspection or investigation report
Regulation 21	:	Appointment of Auditor
Chapter: V
PROCEDURE FOR ACTION IN CASE OF DEFAULT
Regulation 22	:	Liability for action in case of default
Regulation 23	:	Omitted
Regulation 24	:	Omitted
Regulation 25	:	Omitted
Regulation 26	:	Omitted
Regulation 27	:	Omitted
Regulation 28	:	Omitted
Regulation 29	:	Omitted
Chapter: VI
POWER TO RELAX STRICT ENFORCEMENT OF THE REGULATIONS
Regulation 30	:	Exemption from enforcement of the regulations in special cases
SCHEDULE
Schedule - I	:	Application for Registration as Registrars to issue or Share Transfer Agents or Both
Schedule - II	:	Fees
Schedule - III	:	Code of Conduct