Regulation 3 - AGENT - Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993

CHAPTER II REGISTRATION OF REGISTRAR TO AN ISSUE AND SHARE TRANSFER AGENT 3. Application for grant of certificate 1 [of 2 [***] registration].─ (1) An application by a registrar to an issue or a share transfer agent for grant of a certificate 3 [of 4 [***] registration] shall be made to the Board in Form A. 5 [(1A) An application for registration made under sub-regulation (1) shall be accompanied by a non-refundable application fee as specified in Schedule II.] (2) The application under sub-regulation (1) may be made for any of the following categories, namely: (a) Category I: to carry on the activities as a registrar to an issue and share transfer agent; (b) Category II: to carry on the activity either as a registrar to an issue or as a share transfer agent; (3) Notwithstanding anything contained in sub-regulation (1), any application made by a registrar to an issue or a share transfer agent prior to coming into force of these regulations containing such particulars as near thereto as mentioned in Form A shall be treated as an application made in pursuance of sub-regulation (1) and dealt with accordingly. ************** NOTES:- 1 Inserted by the SEBI (Registrars to an Issue and Share Transfer Agents) (Amendment) Regulations, 2011, w.e.f. 5-7-2011. 2 The words initial was omitted by the Securities and Exchange Board of India (Change In Conditions Of Registration Of Certain Intermediaries) (Amendment) Regulations, 2016 w.e.f. 08-12-2016. 3 Inserted, by the SEBI (Registrars to an Issue and Share Transfer Agents) (Amendment) Regulations, 2011, w.e.f. 5-7-2011. 4 The words initial was omitted by the Securities and Exchange Board of India (Change In Conditions Of Registration Of Certain Intermediaries) (Amendment) Regulations, 2016 w.e.f. 08-12-2016. 5 Inserted by the SEBI (Registrars to an Issue and Share Transfer Agents) (Amendment) Regulations, 2006, w.e.f. 7-9-2006.