Regulation 15 - Submission of information and documents - Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999

Submission of information and documents 15. (1) The Collective Investment Management Company shall prepare quarterly reports (i.e., as at the end of March, June, September and December) on its activities and the position regarding compliance with these regulations and submit the same to the trustees within one month of the expiry of each quarter. (2) The Collective Investment Management Company shall file with the trustee and the Board- (a) particulars of all its directors along with their interest in other companies within fifteen days of their appointment; and (b) any change in the interests of directors, within fifteen days of such change. (3) The Collective Investment Management Company shall furnish a copy of the Balance Sheet, Profit and Loss Account and a copy of the summary of the yearly appraisal report to the unit holders within two months from the closure of financial year. (4) The Collective Investment Management Company shall furnish to the Board and the trustee such information and documents to the Board and the trustee as may be required by them concerning the affairs of the 1 [collective investment scheme]. *************** NOTES:- 1 ibid.