Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Bankers to an Issue) Regulations, 1994 Chapters List Chapter II REGISTRATION OF BANKERS TO AN ISSUE This
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Regulation 6A - Criteria for fit and proper person - Securities and Exchange Board of India (Bankers to an Issue) Regulations, 1994Extract 1 [Criteria for fit and proper person 6A. For the purpose of determining whether an applicant or the banker to an issue is a fit and proper person, the Board may take into account the criteria specified in Schedule II of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008] ************** NOTES:- 1 Substituted by the Securities and Exchange Board of India (Intermediaries) Regulations, 2008, w.e.f. 26- 05-2008. Prior to its substitution, the Regulation 6A as inserted by the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004, w.e.f. 20-03-2004, read as under: 6A. Applicability of Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004.- The Provisions of the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 shall, as far as may be, apply to all applicants or underwriters under these regulations.
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