Regulation 4 - Applicability of this chapter - Securities and Exchange Board of India (Issue and Listing of Non-Convertible Securities) Regulations, 2021

CHAPTER II GENERAL CONDITIONS AND ELIGIBILITY CRITERIA Applicability of this chapter 4. (1) This chapter shall apply to the issuance and listing of: (a) debt securities and non-convertible redeemable preference shares by an issuer by way of public issuance; (b) non-convertible securities by an issuer on private placement basis. (2) Unless otherwise provided in these regulations, an issuer making an offer of non-convertible securities shall satisfy the conditions of these regulations as on: (a) date of filing of the draft offer document with the Board or stock exchange(s); (b) date of filing the offer document with the Board or stock exchange (s), as the case may be; and, (c) date of filing the offer document with the Registrar of Companies.