Quarterly Reporting by Foreign Venture Capital Investors (FVCI) - SEBI - SEBI/IMD/DOF-1/FVCI/CIR-1/2010

DEPUTY GENERAL MANAGER INVESTMENT MANAGEMENT DEPARTMENT DIVISION OF FUNDS-1 SEBI/IMD/DOF-1/FVCI/CIR-1/2010 January 12, 2010 All SEBI Registered Foreign Venture Capital Investors through the Custodians of Securities Dear Sir/ Madam, Sub: Quarterly Reporting by Foreign Venture Capital Investors (FVCI) 1. Please refer to SEBI circular No SEBI/MFD/VCF/CIR no 2/7350/03 dated April 29, 2003 regarding submission of quarterly report on venture capital activity by Foreign Venture Capital Investors in the prescribed format. 2. Format for the quarterly report on venture capital activity to be submitted by Foreign Venture Capital Investors has been revised as per enclosed Annexure. In accordance with Regulation 13 (1) of SEBI (Foreign Venture Capital Investors) Regulations, 2000, all Foreign Venture Capital Investors are directed to submit the report on venture capital activity to SEBI complete in all respects in the new format with effect from the quarter ended 31st March, 2010. 3. The report is to be uploaded online on SEBI portal within 7 days from the end of each calendar quarter. Physical copies of the report are not required to be submitted. 4. In accordance with Regulation 14 (2) of SEBI (Foreign Venture Capital Investors) Regulations, 2000, domestic custodian shall be responsible for timely submission of the report. 5. This circular is issued in exercise of powers conferred by sub-section (1) of section 11 and section 11A of the Securities and Exchange Board of India Act, 1992, to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. 6. This circular is available on SEBI website at www.sebi.gov.in under the categories Legal Framework and Venture Capital . Yours faithfully, Maninder Cheema FVCI quarterly reporting Format A General Information Name of the FVCI Country of incorporation Name of the domestic custodian Name of the designated bank Funds Committed for investment in India (in Rs. Crore) Total Investible Funds 1 (in Rs. Crore) 1 Refer to FVCI Regulations for explanation B Report upto the quarter ended (March/ June/ Sep/ Dec) Year Cumulative details of the funds raised invested by all schemes under the fund 1 Brief investment details of the FVCI in India (Rs. Crore) In Equity In Debt In VCFs Total 2. Investment details Name of Scheme /fund Cumulative Investments made by the schemes/fund under Sec 11 (c) (i) of FVCI Regulations 2 Cumulative Investments made by the schemes/fund under Sec 11 (c) (ii) of FVCI regulations Total investment (in Rs. Crore) (A+B+C+D) Investments (Rs. Crore) (A) % of Total Investible Funds in (A) In Listed companies (Rs. Crore) (B) In Debt (Rs. Crore) (C) In SPVs (Rs. Crore) (D) Total (Rs. Crore) (B+C+D) % of Total Investible Funds in (B+C+D) Total 2 investment in equity/ equity linked instruments of unlisted companies 3 Industry-wise investment break-up (cumulative) (in Rs. Crore) Industry Amount invested directly Amount invested through VCFs Total At the beginni ng of the quarter (a) Additions during the quarter (b) Divest ments during the quarter (c) At the end of the quarter (a+b-c) At the beginnin g of the quarter (a) Additions during the quarter (b) Divest ments during the quarter (c) At the end of the quarter (a+b-c) Information Technology Telecommunication Pharmaceuticals Biotechnology Media/ Entertainment Services Sector Industrial Products Others (dropdown as below) Total Other sectors: 1 Auto/ Auto Ancillary 2 Banking and financial services (Excluding NBFCs) 3 NBFC 4 Electrical Engg./ Outsourced engineering services 5 FMCG/Food and beverages 6 Healthcare 7 Real estate 8 Energy/ Power Plants/ power generation and transmission/Non-conventional energy 9 Roads/Bridges 10 Railways 11 Industrial Parks/SEZ 12 Urban Infrastructure (water supply, sanitation and sewage products) 13 Mining, exploration and refining 14 Shipping and Ports 15 Logistics 16 Education 17 Packaging 18 Textiles 19 Retail 20 Agriculture 21 Chemicals/Petrochemicals/Plastic/Rubber 22 Nanotechnology 23 Seed Research Development 24 Dairy industry 25 Poultry industry 26 Production of bio fuels 27 Hotel-cum-conventional centers with more than 3,000 seats 28 R D of new chemical entities in pharma sector 29 Hotels/Travel/ Hospitality (Other than in (27) above) Option to add sectors included