Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) (Second Amendment) Regulations. - S.O. No.1120(E) - SEBI/LE/21137/99 - SEBI

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 17 th November, 1999 S.O. No.1120(E).- In exercise of powers conferred by sub-section (1) of section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby makes the following regulations to further amend the Securities and Exchange Board of India (Registrar to an Issue and Share Transfer Agents) Regulations, 1993, as follows : 1. (i) These regulations may be called the Securities and Exchange Board of India (Registrar to an Issue and Share Transfer Agents) (Second Amendment) Regulations, 1999. (ii) They shall come into force on the date of their publication in the Official Gazette. 2. In regulation 7, in sub-regulation (2), in clause (b), a proviso shall be added, namely : Provided that the capital adequacy requirement shall not be applicable for a department or division of a body corporate performing activities referred to in sub-clause (i) of clause (g) of regulation 2. [F.No. SEBI/LE/21137/99] D.R. MEHTA, Chairman Foot Note : 1. Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents Regulation, 1993 the principle regulation, was published in the Gazette of India on May 31, 1993 Vide No. SEBI/LE/93 2.. It was subsequently amended - (a) on November 28, 1995 by the Securities and Exchange Board of India (Payment of Fees') (Amendment ) Regulation , 1995 vide S.O.No 939 (E). (b) on September 17,1997 by the securities and Exchange Board of India (Registrars to an issue and Share Transfer Agent) (Amendment) Regulations, 1997 which was published in the Gazette of India vide S.O. No. 660 (E). (c) on January 5 1998 by the Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) (Amendment) Regulation, 1998 vide S.O. No. 14(E). (d) on September 30, 1999 by the Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) (Amendment) Regulations, 1999 vide S.O. No.796(E).