9911796707
TMI BlogSecurities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2016.X X X X Extracts X X X X X X X X Extracts X X X X ..... ssue of Capital and Disclosure Requirements) Regulations, 2009, namely:- 1. These regulations may be called the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2016. 2. They shall come into force on the date of their publication in the Official Gazette. 3. They shall be applicable to issuers filing offer documents with the Registrar of Companies on or after the date of commencement of these regulations. 4. In the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009: - (I) In regulation 2, in sub-regulation (1),- (1) in clause (zm), for the symbol . , the symbol ; shall be substituted; (2) after clau ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... II) In regulation 73, in sub-regulation (1), after clause (g) the following shall be inserted, namely, - (h) disclosures, similar to disclosures specified in Part G of Schedule VIII, if the issuer or any of its promoters or directors is a wilful defaulter. (IV) In regulation 84, in sub-regulation (1), after the words and numbers Schedule XVIII , the words, symbols and numbers and disclosures similar to disclosures specified in Part G of Schedule VIII shall be made, if applicable shall be inserted; (V) In Schedule VIII,- (1) in Part A, in para (2), in item (XI), in sub-item (E) the words by Reserve Bank of India or other authorities shall be omitted; (2) in Part E, in para (5), in item (XV), in sub-item (D) the words b ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Regulations, 2009 were published in the Gazette of India on 26th August, 2009 vide No. LAD-NRO/GN/2009- 10/15/174471. 2. The SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 were subsequently amended on:- (1) 11th December, 2009 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2009 vide No. LAD-NRO/GN/2009-10/23/186926. (2) 1st January, 2010 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2010 vide No. LAD-NRO/GN/2009-2010/25/189240. (3) 8th January, 2010 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2010 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... th August, 2012 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2012 vide No. LADNRO/GN/2012-13/12/18951. (13) 12th October, 2012 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Fourth Amendment) Regulations, 2012 vide No. LADNRO/GN/2012-13/18/5391. (14) 27th February, 2013 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements)(Amendment) Regulations, 2013 vide No. LAD-NRO/GN/2012-13/32/4947. (15) 26th August, 2013 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements)(Second Amendment) Regulations, 2013 vide No. LAD-NRO/GN/2013-14/19/6422. (16) 8th ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 8. (25) 14th of August, 2015 by SEBI (Issue of Capital and Disclosure Requirements) (Fifth Amendment) Regulations, 2015 vide No. SEBI/LAD-NRO/GN/2015-16/012. (26) 02nd of September, 2015 by Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 vide No. SEBI/LAD-NRO/GN/2015- 16/013. (27) 10th of September, 2015 by SEBI (Issue of Capital and Disclosure Requirements) (Sixth Amendment) Regulations, 2015 vide No. SEBI/LAD-NRO/GN/2015-16/18. (28) 27th of October, 2015 by SEBI (Issue of Capital and Disclosure Requirements) (Seventh Amendment) Regulations, 2015 vide No. SEBI/ LAD-NRO/GN/2015-16/025. (29) 21st of January, 2016 by SEBI (Issue of Capital and Disclosure Requirements) ( ..... X X X X Extracts X X X X X X X X Extracts X X X X
|
