9911796707
TMI BlogSecurities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2015X X X X Extracts X X X X X X X X Extracts X X X X ..... nts) Regulations, 2009, namely:- 1. These regulations may be called the SEBI (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2015. 2. They shall come into force on the date of their publication in the Official Gazette. 3. In the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009:- (a) in Regulation 10, in sub-regulation (1), - I. in clause (b), for the words "three thousand crore rupees", the words "one thousand crore rupees in case of public issue and two hundred and fifty crore rupees in case of rights issue" shall be substituted; II. in clause (e), - a. in the first proviso, for the symbol " ; ", the symbol " : " shall be substituted; b. after th ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... rage number of equity shares listed during such six months' period; (l) there shall be no conflict of interest between the lead merchant banker(s) and the issuer or its group or associate company in accordance with applicable regulations." (b) In Schedule VIII, - I. in Part A, Para (2), in item (VII), sub-item (I) shall be replaced with the following, namely:- "Interim Use of Funds: Net issue proceeds pending utilization (for the stated objects) shall be deposited only in the scheduled commercial banks included in the Second Schedule of Reserve Bank of India Act, 1934." II. in Part E, in Para (5), in item (VII),sub-item (J) shall be replaced with the following, namely:- "Interim Use of Funds: Net issue proceeds pending utilization ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2010 vide No. LADNRO/GN/2009- 10/26/190146. (4) 13th April, 2010 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2010 vide No. LADNRO/GN/2010-11/03/1104. (5) 12th November, 2010 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Fourth Amendment) Regulations, 2010 vide No. LADNRO/GN/2010-11/19/26456. (6) 29th April, 2011 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2011 vide F. No. LADNRO/GN/2011-12/05/13907. (7) 23rd September, 2011 by Securities and Exchange Board of India (Subst ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ations, 2013 vide No. LAD-NRO/GN/2013-14/19/6422. (16) 8th October, 2013 by Securities and Exchange Board of India (Listing of Specified Securities on Institutional Trading Platform) Regulations, 2013 vide No. LAD-NRO/GN/2013-14/28/6720. (17) 7th January, 2014 by Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014 vide No. LAD-NRO/GN/2013-14/36/12. (18) 4th February, 2014 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2014 vide No. LAD-NRO/GN/2013-14/44/226. (19) 23rd May, 2014 by Securities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 2014 vide No. LAD-NRO/GN/2014-15/03/1089. (20) 25th August, 2014 by Securit ..... X X X X Extracts X X X X X X X X Extracts X X X X
|
