Usage of software by the brokers/sub-brokers

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..... ub: Usage of software by the brokers/sub-brokers 1. Please refer to the deliberations during the meeting held on August 5, 2003, when apprehensions were raised stating, inter-alia, that some of the brokers/sub-brokers are using un-authorised software which is not in the interest of the securities market. 2. In this regard, you are advised to obtain an undertaking in the form of an affidavit (in .....

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..... or approved by the NSEIL and no modification of any part of the software has been / will be effected without prior approval of the NSEIL. * M/s…………… has not provided and will not provide in future directly or indirectly any view only determining or trading terminal through CTCL or otherwise, without complying with the NSEIL's Circulars No.282 (download referenc .....

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..... * All the CTCL terminals are installed at the same address and that the approved person is operating the respective CTCL terminal as declared in our submission of details of CTCL terminals to the NSEIL in response to the NSEIL's Circulars No.282 (download reference No.NSE/MEM/3574) dated 29th August, 2002, No.292 (download reference No.NSE/MEM/3635) dated 25th September, 2002 and No.311(downlo .....

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..... s will not provide extension of any terminal contrary to the contents of our application to NSEIL. * M/s…………………their branches and brokers do execute all orders received from constituents and any other persons, in their respective names/ client codes and none of the orders received from constituents is executed as its own under PRO code and/ or un .....

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..... by us, either directly or through CTCL, transact only for themselves and not for anybody else and they are not dealing as unregistered intermediaries. VERIFICATION I solemnly affirm that all the contents of the aforesaid affidavit are true and correct to the best of knowledge and belief and I have not concealed any material facts. Place: Date: Deponent
Circular, Trade Notice, Public N .....

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