SEBI Registration Number of Brokers / Sub-brokers to be quoted on all correspondences with SEBI

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..... Dear Sir, Sub: SEBI Registration Number of Brokers / Sub-brokers to be quoted on all correspondences with SEBI It has been observed that many Brokers / Sub-brokers do not quote the SEBI Registration Number in their correspondences with SEBI. The Exchanges also forward the correspondences of the Brokers / Sub-brokers or correspond on behalf of Brokers / Sub-brokers wit .....

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..... instruct the Brokers / Sub-brokers to quote their SEBI Registration Number in all their correspondences with SEBI. You are further advised to advise the Brokers / Sub-brokers to indicate (i) SEBI Registration Number of the Broker / Sub-broker and (ii) Name of the Broker/ Sub-broker as per SEBI registration certificate on the reverse of the drafts forwarded to SEBI. Yours faithfully, .....

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