Cancellation of Certificate of Registration and Issue of No Due Certificate

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..... llation of registration certificates granted to brokers under Regulation 6 of the SEBI (Stock-brokers and Sub-brokers) Regulations, 1992 in case of surrender of membership. In case the rules / bye-laws of your exchange provide for surrender of membership and you accept such surrenders after following due process, you are requested to follow the following procedure for the purpose of cancellation o .....

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..... proceeding is pending against the broker, and (f) no investigation / inquiry by any exchange is pending against the broker. This communication should be accompanied by (i) the original certificate of registration for cancellation (indemnity on stamp paper of appropriate value in case certificate is lost), (ii) the turn over details in compliance with the circular dated September 30, 2002, as .....

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