Monthly Reporting of Portfolio Managers

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..... oaden the information obtained under monthly reports, certain modifications are specified in the format enclosed in Annexure A. 3. The provisions of this circular shall be applicable for monthly reports submitted for January 2021 onwards. 4. This circular is issued in exercise of powers conferred under Section 11(1) of the Securities and Exchange Board of India Act, 1992 read with the provisions of Regulation 43 of the SEBI (Portfolio Managers) Regulations, 2020, to protect the interests of investors in securities market and to promote the development of, and to regulate the securities market. 5. This circular is available on SEBI website at www.sebi.gov.in under the categories "Circulars" and "Info for - Portfolio Managers". Yours .....

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..... w during the FY since April 01 to ____ (in INR crores) Net Inflow (+ve)/ Outflow (-ve) during the FY since April 01 to ____ (in INR crores) Approach 1 Approach 2 --- Approach 'N' Total D. Transaction Data Sl. No. Particulars Figures 1 Sales in the month (in INR crores ) 2 Purchases in the month (in INR crores ) 3 Portfolio Turnover Ratio = (Higher of Purchases or Sales in the month /Average AUM) Note: Average AUM to be computed based on daily average E. Performance Data Investment Approach AUM (in INR Cr) Returns (%) Portfolio Turnover Ratio 1 month 1 year 1 month 1 year Investment Approach 1 Benchmark 1 Investment Approach 2 Benchmark 2 Investment Approach 'N' Benchmark 'N' Total I .....

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..... 1 month 1 year 1 month 1 year III. Data for Advisory Services K. Break-up of client base of the Portfolio Manager Type of Client Domestic Clients Foreign Clients PF/ EPFO Corporates Non-Corporates Non Residents FPI Others Total No. of Clients as on last day of the month Value of the Assets for which Advisory Services are being given (Amount in INR crores) IV. Data on Complaints Type of Client Total No. of complaints Pending at the beginning of the month Received during the month Resolved during the month Pending at the end of the month Domestic - PF/ EPFO Domestic Corporates Domestic Non- Corporates Foreign - NR Foreign - FPI Foreign -Others Total Note: Data on investor compla .....

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