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Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Research Analysts) Regulations, 2014 Chapter III = MANAGEMENT OF CONFLICTS OF INTEREST AND DISCLOSURE REQUIREMENTS Chapters List This

MANAGEMENT OF CONFLICTS OF INTEREST AND DISCLOSURE REQUIREMENTS - Securities and Exchange Board of India (Research Analysts) Regulations, 2014
Chapter: III
MANAGEMENT OF CONFLICTS OF INTEREST AND DISCLOSURE REQUIREMENTS
Regulation 15 : Establishing Internal policies and procedures
Regulation 15A : Fees
Regulation 16 : Limitations on trading by research analysts
Regulation 17 : Compensation of research analysts
Regulation 18 : Limitations on publication of research report, public appearance and conduct of business, etc.
Regulation 19 : Disclosures in research reports
Regulation 20 : Contents of research report
Regulation 21 : Recommendations in public media.
Regulation 22 : Distribution of research reports.
Regulation 23 : Additional disclosures by proxy adviser
Regulation 24 : General responsibility
Regulation 25 : Maintenance of records
Regulation 26 : Appointment of compliance officer
Regulation 26A : Dispute Resolution
Regulation 26B : Redressal of investor grievances
 

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