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Home Acts & Rules SEBI Old-Provisions Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993 Chapter II = REGISTRATION OF PORTFOLIO MANAGERS Chapters List This

REGISTRATION OF PORTFOLIO MANAGERS - Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993

Chapter: II
REGISTRATION OF PORTFOLIO MANAGERS
Regulation 3	:	Registration as portfolio manager
Regulation 3A	:	Application for grant of certificate
Regulation 4	:	Application to conform to the requirements
Regulation 5	:	Furnishing of further information, clarification and personal representation
Regulation 6	:	Consideration of application
Regulation 6A	:	Criteria for fit and proper person
Regulation 7	:	Capital Adequacy Requirement
Regulation 8	:	Procedure for registration
Regulation 9	:	Omitted
Regulation 9A	:	Conditions of registration
Regulation 9B	:	Period of validity of certificate
Regulation 10	:	Procedure where registration is not granted
Regulation 11	:	Effect of refusal to grant certificate
Regulation 12	:	Payment of fees, and the consequences of failure to pay fees

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