| Chapter: I |
| PRELIMINARY |
|
Regulation 1 |
: |
Short title and commencement
|
|
Regulation 2 |
: |
Definitions
|
|
Regulation 3 |
: |
Applicability of the regulations
|
| Chapter: II |
| INITIAL PUBLIC OFFER ON MAIN BOARD |
| Part: I |
| ELIGIBILITY REQUIREMENTS |
|
Regulation 4 |
: |
Reference date
|
|
Regulation 5 |
: |
Entities not eligible to make an initial public offer
|
|
Regulation 6 |
: |
Eligibility requirements for an initial public offer
|
|
Regulation 7 |
: |
General conditions
|
|
Regulation 8 |
: |
Additional conditions for an offer for sale
|
|
Regulation 8A |
: |
Additional conditions for an offer for sale for issues under sub-regulation (2) of regulation 6
|
| Part: II |
| ISSUE OF CONVERTIBLE DEBT INSTRUMENTS AND WARRANTS |
|
Regulation 9 |
: |
Eligibility requirements for issue of convertible debt instruments
|
|
Regulation 10 |
: |
Additional requirements for issue of convertible debt instruments
|
|
Regulation 11 |
: |
Conversion of optionally convertible debt instruments into equity shares
|
|
Regulation 12 |
: |
Issue of convertible debt instruments for financing
|
|
Regulation 13 |
: |
Issue of warrants
|
| Part: III |
| PROMOTERS’ CONTRIBUTION |
|
Regulation 14 |
: |
Minimum promoters’ contribution
|
|
Regulation 15 |
: |
Securities ineligible for minimum promoters’ contribution
|
| Part: IV |
| LOCK-IN AND RESTRICTIONS ON TRANSFERABILITY |
|
Regulation 16 |
: |
Lock-in of specified securities held by the promoters
|
|
Regulation 17 |
: |
Lock-in of specified securities held by persons other than the promoters
|
|
Regulation 18 |
: |
Lock-in of specified securities lent to stabilising agent under the green shoe option
|
|
Regulation 19 |
: |
Lock-in of party-paid securities
|
|
Regulation 20 |
: |
Inscription or recording of non-transferability
|
|
Regulation 21 |
: |
Pledge of locked-in specified securities
|
|
Regulation 22 |
: |
Transferability of locked-in specified securities
|
| Part: V |
| APPOINTMENT OF LEAD MANAGERS, OTHER INTERMEDIARIES AND COMPLIANCE OFFICER |
|
Regulation 23 |
: |
Appointment of Officer
|
| Part: VI |
| DISCLOSURES IN AND FILING OF OFFER DOCUMENTS |
|
Regulation 24 |
: |
Disclosures in the draft offer document and offer document
|
|
Regulation 25 |
: |
Filing of the draft offer document and offer document
|
|
Regulation 26 |
: |
Draft offer document and offer document to be available to the public
|
| Part: VII |
| PRICING |
|
Regulation 27 |
: |
Face value of equity shares
|
|
Regulation 28 |
: |
Pricing
|
|
Regulation 29 |
: |
Price and price band
|
|
Regulation 30 |
: |
Differential pricing
|
| Part: VIII |
| ISSUANCE CONDITIONS AND PROCEDURE |
|
Regulation 31 |
: |
Minimum offer to public
|
|
Regulation 32 |
: |
Allocation in the net offer
|
|
Regulation 33 |
: |
Reservation on a competitive basis
|
|
Regulation 34 |
: |
Abridged prospectus
|
|
Regulation 35 |
: |
ASBA
|
|
Regulation 36 |
: |
Availability of issue material
|
|
Regulation 37 |
: |
Prohibition on payment of incentives
|
|
Regulation 38 |
: |
Security deposit (Omitted)
|
|
Regulation 39 |
: |
IPO grading
|
|
Regulation 40 |
: |
Underwriting
|
|
Regulation 41 |
: |
Monitoring agency
|
|
Regulation 42 |
: |
Public communications, publicity materials, advertisements and research reports
|
|
Regulation 43 |
: |
Issue-related advertisements
|
|
Regulation 44 |
: |
Opening of the issue
|
|
Regulation 45 |
: |
Minimum subscription
|
|
Regulation 46 |
: |
Period of subscription
|
|
Regulation 47 |
: |
Application and minimum application value
|
|
Regulation 48 |
: |
Manner of calls
|
|
Regulation 49 |
: |
Allotment procedure and basis of allotment
|
|
Regulation 50 |
: |
Allotment, refund and payment of interest
|
|
Regulation 51 |
: |
Post-issue advertisements
|
|
Regulation 52 |
: |
Post-issue responsibilities of the lead manager(s)
|
|
Regulation 53 |
: |
Release of subscription money
|
|
Regulation 54 |
: |
Reporting of transactions of the promoters and promoter group and other pre-IPO transactions
|
|
Regulation 55 |
: |
Post-issue reports
|
| Part: IX |
| MISCELLANEOUS |
|
Regulation 56 |
: |
Restriction on further capital issues
|
|
Regulation 57 |
: |
Price stabilisation through green shoe option
|
|
Regulation 58 |
: |
Alteration of rights of holders of specified securities
|
|
Regulation 59 |
: |
Post-listing exit opportunity for dissenting shareholders
|
| Chapter: IIA |
| INITIAL PUBLIC OFFER ON MAIN BOARD THROUGH PRE-FILING OF DRAFT OFFER DOCUMENT |
|
Regulation 59A |
: |
Definitions
|
|
Regulation 59B |
: |
Application of this Chapter
|
|
Regulation 59C |
: |
Pre-filing of draft offer document with the Board and Stock Exchanges
|
|
Regulation 59D |
: |
Interaction with qualified institutional buyers
|
|
Regulation 59E |
: |
General Conditions
|
| Chapter: III |
| RIGHTS ISSUE |
| Part: I |
| ELIGIBILITY REQUIREMENTS |
|
Regulation 60 |
: |
Reference date
|
|
Regulation 61 |
: |
Entities not eligible to make a rights issue
|
|
Regulation 62 |
: |
General conditions
|
| Part: II |
| ISSUE OF CONVERTIBLE DEBT INSTRUMENTS AND WARRANTS |
|
Regulation 63 |
: |
Additional requirements for issue of convertible debt instruments
|
|
Regulation 64 |
: |
Roll over of non-convertible portion of partly convertible debt instruments
|
|
Regulation 65 |
: |
Conversion of optionally convertible debt instruments into equity shares
|
|
Regulation 66 |
: |
Issue of convertible debt instruments for financing
|
|
Regulation 67 |
: |
Issue of warrants
|
| Part: III |
| RECORD DATE |
|
Regulation 68 |
: |
Record date for the purpose of determining the shareholders
|
| Part: IV |
| APPOINTMENT OF LEAD MANAGERS AND OTHER INTERMEDIARIES |
|
Regulation 69 |
: |
Appointment of Lead Managers
|
| Part: V |
| DISCLOSURES IN AND FILING OF LETTERS OF OFFER |
|
Regulation 70 |
: |
Disclosures in the draft letter of offer and letter of offer
|
|
Regulation 71 |
: |
Filing of the draft letter of offer and letter of offer
|
|
Regulation 72 |
: |
Draft letter of offer and letter of offer to be available to the public
|
| Part: VI |
| PRICING |
|
Regulation 73 |
: |
Issue pricing
|
| Part: VII |
| ISSUANCE CONDITIONS AND PROCEDURE |
|
Regulation 74 |
: |
Reservations
|
|
Regulation 75 |
: |
Letter of offer
|
|
Regulation 76 |
: |
ASBA
|
|
Regulation 77 |
: |
Availability of letter of offer and other issue materials
|
|
Regulation 77A |
: |
Credit of rights entitlements and allotment of specified securities
|
|
Regulation 77B |
: |
Allotment to Specific Investors
|
|
Regulation 78 |
: |
Conditions for making applications on plain paper
|
|
Regulation 79 |
: |
Prohibition on payment of incentives
|
|
Regulation 80 |
: |
Security deposit (Omitted)
|
|
Regulation 81 |
: |
Underwriting
|
|
Regulation 82 |
: |
Monitoring agency
|
|
Regulation 83 |
: |
Public communications, publicity materials, advertisements and research reports.
|
|
Regulation 84 |
: |
Issue-related advertisements
|
|
Regulation 85 |
: |
Opening of the issue
|
|
Regulation 86 |
: |
Minimum subscription
|
|
Regulation 87 |
: |
Period of subscription
|
|
Regulation 88 |
: |
Payment options
|
|
Regulation 89 |
: |
Manner of calls
|
|
Regulation 90 |
: |
Allotment procedure and basis of allotment
|
|
Regulation 91 |
: |
Allotment, refund and payment of interest
|
|
Regulation 92 |
: |
Post-issue advertisements
|
|
Regulation 93 |
: |
Post-issue responsibilities
|
|
Regulation 94 |
: |
Release of subscription money
|
|
Regulation 95 |
: |
Reporting of transactions of the promoters and promoter group and other pre-issue transactions
|
|
Regulation 96 |
: |
Post-issue reports
|
| Part: VIII |
| MISCELLEANEOUS |
|
Regulation 97 |
: |
Restriction on further capital issues
|
|
Regulation 98 |
: |
Alteration of rights of holders of specified securities
|
| Part: IX |
| FAST TRACK RIGHTS ISSUE |
|
Regulation 99 |
: |
Eligibility conditions (Omitted)
|
|
Regulation 100 |
: |
Issue conditions (Omitted)
|
| Chapter: IV |
| FURTHER PUBLIC OFFER |
| Part: I |
| ELIGIBILITY REQUIREMENTS |
|
Regulation 101 |
: |
Reference date
|
|
Regulation 102 |
: |
Entities not eligible to make a further public offer
|
|
Regulation 103 |
: |
Eligibility requirements for further public offer
|
|
Regulation 104 |
: |
General conditions
|
|
Regulation 105 |
: |
Additional conditions for an offer for sale
|
| Part: II |
| ISSUE OF CONVERTIBLE DEBT INSTRUMENTS AND WARRANTS |
|
Regulation 106 |
: |
Convertible Debt Instruments
|
|
Regulation 107 |
: |
Additional requirements for issue of convertible debt instruments
|
|
Regulation 108 |
: |
Roll over of non-convertible portion of partly convertible debt instruments
|
|
Regulation 109 |
: |
Conversion of optionally convertible debt instruments into equity share capital
|
|
Regulation 110 |
: |
Issue of convertible debt instruments for financing
|
|
Regulation 111 |
: |
Issue of warrants
|
| Part: III |
| PROMOTERS’ CONTRIBUTION |
|
Regulation 112 |
: |
Requirement of minimum promoters’ contribution not applicable in certain cases
|
|
Regulation 113 |
: |
Minimum promoters’ contribution
|
|
Regulation 114 |
: |
Securities ineligible for minimum promoters’ contribution
|
| Part: IV |
| LOCK-IN AND RESTRICTIONS ON TRANSFERABILITY |
|
Regulation 115 |
: |
Lock-in of specified securities held by the promoters
|
|
Regulation 116 |
: |
Lock-in of specified securities lent to stabilising agent under green shoe option
|
|
Regulation 117 |
: |
Lock-in of party-paid securities
|
|
Regulation 118 |
: |
Inscription or recording of non-transferability
|
|
Regulation 119 |
: |
Pledge of locked-in specified securities
|
|
Regulation 120 |
: |
Transferability of locked-in specified securities
|
| Part: V |
| APPOINTMENT OF LEAD MANAGERS, OTHER INTERMEDIARIES AND COMPLIANCE OFFICER |
|
Regulation 121 |
: |
Appointment of bankers and mangagers
|
| Part: VI |
| DISCLOSURES IN AND FILING OF OFFER DOCUMENTS |
|
Regulation 122 |
: |
Disclosures in the draft offer document and the offer document
|
|
Regulation 123 |
: |
Filing of the draft offer document and offer documents
|
|
Regulation 124 |
: |
Draft offer document and offer document to be available to the public
|
| Part: VII |
| PRICING |
|
Regulation 125 |
: |
Face value of equity shares
|
|
Regulation 126 |
: |
Pricing
|
|
Regulation 127 |
: |
Price and price band
|
|
Regulation 128 |
: |
Differential pricing
|
| Part: VIII |
| ISSUANCE CONDITIONS AND PROCEDURE |
|
Regulation 129 |
: |
Allocation in the net offer
|
|
Regulation 130 |
: |
Reservation on a competitive basis
|
|
Regulation 131 |
: |
Abridged prospectus
|
|
Regulation 132 |
: |
ASBA
|
|
Regulation 133 |
: |
Availability of issue material
|
|
Regulation 134 |
: |
Prohibition on payment of incentives
|
|
Regulation 135 |
: |
Security deposit (Omitted)
|
|
Regulation 136 |
: |
Underwriting
|
|
Regulation 137 |
: |
Monitoring agency
|
|
Regulation 138 |
: |
Public communications, publicity materials, advertisements and research reports
|
|
Regulation 139 |
: |
Issue-related advertisements
|
|
Regulation 140 |
: |
Opening of the issue
|
|
Regulation 141 |
: |
Minimum subscription
|
|
Regulation 142 |
: |
Period of subscription
|
|
Regulation 143 |
: |
Application and minimum application value
|
|
Regulation 144 |
: |
Manner of calls
|
|
Regulation 145 |
: |
Allotment procedure and basis of allotment
|
|
Regulation 146 |
: |
Allotment, refund and payment of interest
|
|
Regulation 147 |
: |
Post-issue Advertisements
|
|
Regulation 148 |
: |
Post-issue responsibilities of the lead manager(s)
|
|
Regulation 149 |
: |
Release of subscription money
|
|
Regulation 150 |
: |
Reporting of transactions by the promoters and promoter group and other pre-offer transactions
|
|
Regulation 151 |
: |
Post- issue reports
|
| Part: IX |
| MISCELLANEOUS |
|
Regulation 152 |
: |
Restriction on further capital issues
|
|
Regulation 153 |
: |
Price stabilisation through green shoe option
|
|
Regulation 154 |
: |
Alteration of rights of holders of specified securities
|
| Part: X |
| FAST TRACK FURTHER PUBLIC OFFER |
|
Regulation 155 |
: |
Eligibility conditions
|
|
Regulation 156 |
: |
Submission of offer document and due diligence certificate
|
|
Regulation 157 |
: |
Post-listing exit opportunity for dissenting shareholders
|
| Chapter: V |
| PREFERENTIAL ISSUE |
|
Regulation 158 |
: |
Provisions of this chapter not to apply in certain cases
|
| Part: I |
| ISSUERS INELIGIBLE TO MAKE A PREFERENTIAL ISSUE |
|
Regulation 159 |
: |
Convertible debt instruments
|
| Part: II |
| CONDITIONS FOR PREFERENTIAL ISSUE |
|
Regulation 160 |
: |
Conditions for preferential issue
|
|
Regulation 161 |
: |
Relevant date
|
|
Regulation 162 |
: |
Tenure of convertible securities
|
|
Regulation 162A |
: |
Monitoring agency
|
| Part: III |
| DISCLOSURES TO SHAREHOLDERS |
|
Regulation 163 |
: |
General Meeting proposed for passing the special resolution:
|
| Part: IV |
| PRICING |
|
Regulation 164 |
: |
Pricing of frequently traded shares
|
|
Regulation 164A |
: |
Pricing in preferential issue of shares of companies having stressed assets
|
|
Regulation 164B |
: |
Optional pricing in preferential issue
|
|
Regulation 165 |
: |
Pricing of infrequently traded shares
|
|
Regulation 166 |
: |
Adjustments in pricing - Frequently and Infrequently traded shares
|
|
Regulation 166A |
: |
Other conditions for pricing
|
| Part: V |
| LOCK-IN AND RESTRICTIONS ON TRANSFERABILITY |
|
Regulation 167 |
: |
Lock-in
|
|
Regulation 167A |
: |
Pledge of locked-in specified securities
|
|
Regulation 168 |
: |
Transferability
|
| Part: VI |
| CONSIDERATION AND ALLOTMENT |
|
Regulation 169 |
: |
Payment of consideration
|
|
Regulation 170 |
: |
Allotment
|
| Chapter: VI |
| QUALIFIED INSTITUTIONS PLACEMENT |
|
Regulation 171 |
: |
Definitions
|
| Part: I |
| CONDITIONS FOR QUALIFIED INSTITUTIONS PLACEMENT |
|
Regulation 172 |
: |
Eligibility conditions
|
|
Regulation 173 |
: |
Conditions for offer for sale by promoters for compliance with minimum public shareholding requirements specified in the Securities Contracts (Regulation) Rules, 1957.
|
|
Regulation 173A |
: |
Monitoring agency
|
| Part: II |
| APPOINTMENT OF LEAD MANAGERS |
|
Regulation 174 |
: |
Appointment of mangers and bankers
|
| Part: III |
| PLACEMENT DOCUMENT |
|
Regulation 175 |
: |
Placement document
|
| Part: IV |
| PRICING |
|
Regulation 176 |
: |
Closing prices of the equity shares
|
| Part: V |
| TENURE OF CONVERTIBLE SECURITIES |
|
Regulation 177 |
: |
Tenure of the convertible or exchangeable eligible securities
|
| Part: VI |
| TRANSFERABILITY |
|
Regulation 178 |
: |
Eligible securities allotted
|
| Part: VII |
| APPLICATION AND ALLOTMENT |
|
Regulation 179 |
: |
Allotment of specified securities
|
|
Regulation 180 |
: |
Minimum number of allottees
|
| Chapter: VII |
| INITIAL PUBLIC OFFER OF INDIAN DEPOSITORY RECEIPTS |
|
Regulation 181 |
: |
APPLICABILITY
|
| Part: I |
| ELIGIBILITY REQUIREMENTS |
|
Regulation 182 |
: |
Reference date
|
|
Regulation 183 |
: |
Eligibility conditions
|
| Part: II |
| APPOINTMENT OF LEAD MANAGERS, OTHER INTERMEDIARIES AND COMPLIANCE OFFICER. |
|
Regulation 184 |
: |
Appointment of lead managers
|
| Part: IV |
| DISCLOSURES IN AND FILING OF OFFER DOCUMENTS |
|
Regulation 185 |
: |
Disclosures in the draft offer document and offer document
|
|
Regulation 186 |
: |
Filing of the draft offer document and offer document
|
|
Regulation 187 |
: |
Draft offer document and offer document to be available to the public
|
| Part: V |
| PRICING |
|
Regulation 188 |
: |
Pricing
|
|
Regulation 189 |
: |
Price and price band
|
|
Regulation 190 |
: |
Differential pricing
|
| Part: VI |
| ISSUANCE CONDITIONS AND PROCEDURE |
|
Regulation 191 |
: |
Issuance conditions
|
|
Regulation 192 |
: |
Allocation in the issue
|
|
Regulation 193 |
: |
Abridged prospectus
|
|
Regulation 194 |
: |
ASBA
|
|
Regulation 195 |
: |
Availability of issue material
|
|
Regulation 196 |
: |
Prohibition on payment of incentives
|
|
Regulation 197 |
: |
Security deposit (Omitted)
|
|
Regulation 198 |
: |
Underwriting
|
|
Regulation 199 |
: |
Public communications, publicity materials, advertisements and research reports.
|
|
Regulation 200 |
: |
Issue-related advertisements
|
|
Regulation 201 |
: |
Opening of the issue
|
|
Regulation 202 |
: |
Minimum subscription
|
|
Regulation 203 |
: |
Period of subscription
|
|
Regulation 204 |
: |
Allotment procedure and basis of allotment
|
|
Regulation 205 |
: |
Allotment, refund and payment of interest
|
|
Regulation 206 |
: |
Post-issue advertisements
|
|
Regulation 207 |
: |
Post-issue responsibilities of the lead manager(s)
|
|
Regulation 208 |
: |
Release of subscription money
|
|
Regulation 209 |
: |
Reporting of transactions by the promoters and promoter group and other pre-IPO transactions
|
|
Regulation 210 |
: |
Post-issue reports
|
|
Regulation 211 |
: |
Fungibility
|
| Chapter: VIII |
| RIGHTS ISSUE OF INDIAN DEPOSITORY RECEIPTS |
|
Regulation 212 |
: |
Applicability
|
|
Regulation 213 |
: |
Entities not eligible to make a rights issue
|
|
Regulation 214 |
: |
General conditions
|
|
Regulation 215 |
: |
Renunciation by an IDR holder
|
|
Regulation 216 |
: |
Depository
|
|
Regulation 217 |
: |
Record date
|
|
Regulation 218 |
: |
Disclosures in the offer document and the addendum
|
|
Regulation 219 |
: |
Appointment of lead managers and compliance officer
|
|
Regulation 220 |
: |
Filing of draft offer document and the addendum for rights offering
|
|
Regulation 221 |
: |
Pricing
|
|
Regulation 222 |
: |
Availability of Issue Material
|
|
Regulation 223 |
: |
Issue-related advertisement
|
|
Regulation 224 |
: |
Period of subscription and issue of allotment letter
|
|
Regulation 225 |
: |
Utilisation of funds
|
|
Regulation 226 |
: |
Fast track issue
|
| Chapter: IX |
| INITIAL PUBLIC OFFER BY SMALL AND MEDIUM ENTERPRISES |
|
Regulation 227 |
: |
Reference date
|
| Part: I |
| ELIGIBILITY REQUIREMENTS |
|
Regulation 228 |
: |
Entities not eligible to make an initial public offer
|
|
Regulation 229 |
: |
Eligibility requirements for an initial public offer
|
|
Regulation 230 |
: |
General conditions
|
| Part: II |
| ISSUE OF CONVERTIBLE DEBT INSTRUMENTS AND WARRANTS |
|
Regulation 231 |
: |
Convertible debt instruments
|
|
Regulation 232 |
: |
Additional requirements for issue of convertible debt instruments
|
|
Regulation 233 |
: |
Conversion of optionally convertible debt instruments into equity share capital
|
|
Regulation 234 |
: |
Issue of convertible debt instruments for financing
|
|
Regulation 235 |
: |
Issue of warrants
|
| Part: III |
| PROMOTERS’ CONTRIBUTION |
|
Regulation 236 |
: |
Minimum promoters’ contribution
|
|
Regulation 237 |
: |
Securities ineligible for minimum promoters’ contribution
|
| Part: IV |
| LOCK-IN AND RESTRICTIONS ON TRANSFERRABILITY |
|
Regulation 238 |
: |
Lock-in of specified securities held by the promoters
|
|
Regulation 239 |
: |
Lock-in of specified securities held by persons other than the promoters
|
|
Regulation 240 |
: |
Lock-in of specified securities lent to stabilising agent under the green shoe option
|
|
Regulation 241 |
: |
Inscription or recording of non-transferability
|
|
Regulation 242 |
: |
Pledge of locked-in specified securities
|
|
Regulation 243 |
: |
Transferability of locked-in specified securities
|
| Part: V |
| APPOINTMENT OF LEAD MANAGERS, OTHER INTERMEDIARIES AND COMPLIANCE OFFICER |
|
Regulation 244 |
: |
Appointment of merchant bankers
|
| Part: VI |
| DISCLOSURES IN AND FILING OF OFFER DOCUMENTS |
|
Regulation 245 |
: |
Disclosures in the draft offer document and offer document
|
|
Regulation 246 |
: |
Filing of the offer document
|
|
Regulation 247 |
: |
Draft offer document and Offer document to be made available to public
|
| Part: VII |
| PRICING |
|
Regulation 248 |
: |
Face value of equity shares
|
|
Regulation 249 |
: |
Pricing
|
|
Regulation 250 |
: |
Price and price band
|
|
Regulation 251 |
: |
Differential pricing
|
| Part: VIII |
| ISSUANCE CONDITIONS AND PROCEDURE |
|
Regulation 252 |
: |
Minimum offer to public
|
|
Regulation 253 |
: |
Allocation in the net offer
|
|
Regulation 254 |
: |
Reservation on a competitive basis
|
|
Regulation 255 |
: |
Abridged prospectus
|
|
Regulation 256 |
: |
ASBA
|
|
Regulation 257 |
: |
Availability of issue material
|
|
Regulation 258 |
: |
Prohibition on payment of incentives
|
|
Regulation 259 |
: |
Security deposit (Omitted)
|
|
Regulation 260 |
: |
Underwriting
|
|
Regulation 261 |
: |
Market making
|
|
Regulation 262 |
: |
Monitoring agency
|
|
Regulation 263 |
: |
Public communications, publicity materials, advertisements and research reports
|
|
Regulation 264 |
: |
Issue-related advertisements
|
|
Regulation 265 |
: |
Opening of the issue
|
|
Regulation 266 |
: |
Period of subscription
|
|
Regulation 267 |
: |
Application and minimum application value
|
|
Regulation 268 |
: |
Allotment procedure and basis of allotment
|
|
Regulation 269 |
: |
Allotment, refund and payment of interest
|
|
Regulation 270 |
: |
Post-issue advertisements
|
|
Regulation 271 |
: |
Post-issue responsibilities of the lead manager(s)
|
|
Regulation 272 |
: |
Release of subscription money
|
|
Regulation 273 |
: |
Post-issue reports
|
|
Regulation 274 |
: |
Reporting of transactions of the promoters and promoter group and other pre-IPO transactions
|
|
Regulation 275 |
: |
Listing
|
|
Regulation 276 |
: |
Migration to the SME exchange
|
|
Regulation 277 |
: |
Migration to the main board
|
| Part: IX |
| MISCELLANEOUS |
|
Regulation 278 |
: |
Restriction on further capital issues
|
|
Regulation 279 |
: |
Price stabilisation through green shoe option
|
|
Regulation 280 |
: |
Alteration of rights of holders of specified securities
|
|
Regulation 281 |
: |
Further Issues
|
|
Regulation 281A |
: |
Post-listing exit opportunity for dissenting shareholders
|
| Chapter: X |
| INNOVATORS GROWTH PLATFORM |
| Part: I |
| APPLICABILITY |
|
Regulation 282 |
: |
APPLICABILITY
|
|
Regulation 283 |
: |
Eligibility
|
| Part: II |
| LISTING WITHOUT A PUBLIC ISSUE |
|
Regulation 284 |
: |
Listing without a public issue
|
| Part: III |
| LISTING PURSUANT TO AN INITIAL PUBLIC OFFER |
|
Regulation 285 |
: |
Disclosures in draft offer document and offer document
|
|
Regulation 285A |
: |
Minimum public shareholding norms and minimum offer size
|
|
Regulation 286 |
: |
Minimum application size
|
|
Regulation 287 |
: |
Allocation and allotment
|
| Part: IV |
| GENERAL CONDITIONS |
|
Regulation 288 |
: |
Lock-in
|
|
Regulation 289 |
: |
Trading lot
|
|
Regulation 290 |
: |
Exit of issuers whose securities are trading without making a public offer
|
|
Regulation 290A |
: |
Omitted
|
|
Regulation 291 |
: |
Withdrawal of approval by the stock exchange
|
| Part: V |
| MIGRATION TO THE MAIN BOARD |
|
Regulation 292 |
: |
Granting companies listed on the Innovators Growth Platform pursuant to an initial public offer, an option to trade under the regular category of the main board of the stock exchange
|
| Chapter: X-A |
| SOCIAL STOCK EXCHANGE |
|
Regulation 292A |
: |
Definitions
|
|
Regulation 292B |
: |
Applicability of the Chapter
|
|
Regulation 292C |
: |
Access to Social Stock Exchange
|
|
Regulation 292D |
: |
Social Stock Exchange Governing Council
|
|
Regulation 292E |
: |
Eligibility conditions for being identified as a Social Enterprise
|
|
Regulation 292F |
: |
Requirements relating to registration for a Not for Profit Organization
|
|
Regulation 292G |
: |
Fund raising by Social Enterprises
|
|
Regulation 292H |
: |
Ineligibility for raising of funds
|
|
Regulation 292I |
: |
Issuance of Zero Coupon Zero Principal Instruments
|
|
Regulation 292J |
: |
Eligibility for issuance of Zero Coupon Zero Principal Instruments
|
|
Regulation 292K |
: |
Procedure for public issuance of Zero Coupon Zero Principal Instruments by a Not for Profit Organization
|
|
Regulation 292L |
: |
Procedure for private issuance of Zero Coupon Zero Principal Instruments by a Not for Profit Organization
|
|
Regulation 292M |
: |
Contents of the fund raising document
|
|
Regulation 292N |
: |
Other conditions relating to issuance of Zero Coupon Zero Principal Instruments
|
|
Regulation 292O |
: |
Deemed compliance with Securities Contracts (Regulation) Rules, 1957.
|
|
Regulation 292P |
: |
Termination of listing of Zero Coupon Zero Principal Instruments from the Social Stock Exchange
|
| Chapter: XI |
| BONUS ISSUE |
|
Regulation 293 |
: |
Conditions for a bonus issue
|
|
Regulation 294 |
: |
Restrictions on a bonus issue
|
|
Regulation 295 |
: |
Completion of a bonus issue
|
| Chapter: XI-A |
| POWER TO RELAX STRICT ENFORCEMENT OF THE REGULATIONS |
|
Regulation 295A |
: |
Exemption from enforcement of the regulations in special cases
|
| Chapter: XII |
| MISCELLANEOUS |
|
Regulation 296 |
: |
Directions by the Board
|
|
Regulation 297 |
: |
Liability for contravention of the Act, rules or the regulations
|
|
Regulation 298 |
: |
Failure to pay fine
|
|
Regulation 299 |
: |
Power to remove difficulty
|
|
Regulation 300 |
: |
Power to relax strict enforcement of the regulations
|
|
Regulation 301 |
: |
Repeal and Savings
|
| SCHEDULE |
|
Schedule - 01 |
: |
Lead managers’ inter-se allocation of responsibilities [See regulations 23(2), 121(2), 184(2) and 245(2)]
|
|
Schedule - 02 |
: |
Contents of agreement between lead manager(s) and issuer [See regulations 23(5), 121(5), 184 (1) and 245(5)]
|
|
Schedule - 03 |
: |
Fees to be paid along with draft offer draft letter of offer or offer document [See regulations 25(1), 25(6), 59c (1), 59e (2), 59e (3), 71(9), 123(1), 123(6), 156(1), 186(5), 220(1), 287(1) and 288(1)]
|
|
Schedule - 04 |
: |
Filing of offer documents with the board [See regulations: 25(1), 59c (1), 71(3) 123(1), 186(1)]
|
|
Schedule - 05 |
: |
Formats of due diligence certificates
|
|
Schedule - 06 |
: |
Disclosures in the offer document, abridged prospectus and letter of offer [See regulations 17, 24(2)(b), 34(1), 57(1)(f), 70(2), 122(2)(ii), 123(2)(d), 131(1), 153(1)(f), 186(3)(d), 218(2), 220(1)], 239, 246(2)(b), 282(1)(f), 287(2), 291]
|
|
Schedule - 07 |
: |
Disclosures in a placement document [See regulations175(2)]
|
|
Schedule - 08 |
: |
Disclosures in offer document and abridged prospectus and letter of offer for issue of Indian depository receipts [See regulations 185(2)(b), 193(1), 200(1), 218(2) and 222(1)]
|
|
Schedule - 09 |
: |
Public communications and publicity materials [See regulation 42, 59c (8), 59c (9), 59c (13), 83, 138, 199 and 264]
|
|
Schedule - 10 |
: |
Formats of advertisements for a public issue
|
|
Schedule - 11 |
: |
Format of report to be submitted by the monitoring agency [See regulation 82(2) and 82(3)]
|
|
Schedule - 12 |
: |
Mandatory collection centres [See regulation 23(6), 69(6), 121(6), 184(6) and 244(6)]
|
|
Schedule - 13 |
: |
Book building process [See regulation 28(2), 30(1)(c), 32(2), 126(2), 128(1)(d), 129(3), 188(2), 190(1)(b), 250(2), 252(1)(c) and 291(4)]
|
|
Schedule - 14 |
: |
Illustration explaining the procedure of allotment for retail individual investors [See regulation 47(3), 49(5), 145(5), 192(1)(a), 204(4), 267(3), 143(3) and 268(5)]
|
|
Schedule - 15 |
: |
Format of report for green shoe option [See regulation 57(10), 153(10) and 279(10)]
|
|
Schedule - 16 |
: |
Nature of changes in the offer document requiring filing of updated offer document [See regulation 25(6), 59e (3), 123(6) and 186(5)]
|
|
Schedule - 16A |
: |
Nature of changes in the offer document requiring filing of updated offer document [See regulation 59e (2)]
|
|
Schedule - 17 |
: |
Formats of post-issue reports
|
|
Schedule - 18 |
: |
Format of underwriting devolvement statement [See regulation 52(7), 93(7), 148(7), 202(4), 207(7) and 271(7)]
|
|
Schedule - 19 |
: |
Listing of securities on stock exchanges [See regulation 7(1)(a), 62(1)(a), 104(1)(a) and 183(3)(a)]
|
|
Schedule - 20 |
: |
Conditions/ Manner of providing exit opportunity to dissenting shareholders [See regulations 59, 157 and 281A]
|
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