Regulation 31A - In-principle approval from recognised stock exchange(s) - Securities and Exchange Board of India (Mutual Funds) Regulations, 1996

3 [In-principle approval from recognised stock exchange(s). 31A. For listing of units of any scheme of a mutual fund on the recognised stock exchange(s), the asset management company of that mutual fund shall take all necessary steps and obtain the in principle approval from the recognised stock exchange(s) in the manner as specified by such exchange(s) from time to time. ] ************* NOTES:- 1 Inserted by the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 , w.e.f. 01-12-2015 2. Substituted vide Notification No. SEBI/LAD-NRO/GN/2021/08 dated 04-02-2021 w.e.f. 30th day from the date of their publication in the Official Gazette, that is 04-02-2021 before it was read as listed entity 3. Substituted vide Notification No. SEBI/LAD-NRO/GN/2023/134 dated 26-06-2023 w.e.f. 01-01-2024 before it was read as, 1 [In-principle approval from recognised stock exchange(s). 31A. The 2 [ mutual fund ] , which intends to list units of its scheme on the recognised stock exchange(s), shall obtain in-principle approval from recognised stock exchange(s) in the manner as specified by the recognised stock exchange(s) from time to time. ]