Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Stock Brokers) Regulations, 1992 Chapters List Chapter III REGISTRATION OF SUB-BROKERS This
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Regulation 15A - Omitted - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992Extract 2 [ **** ] ************** NOTES:- 1 Inserted by the SEBI (Stock Brokers and Sub-brokers) (Amendment) Regulations, 2003, w.e.f. 23-09-2003. 2. Omitted vide Notification No. SEBI/LAD-NRO/GN/2018/27 dated 30-07-2018 w.e.f. 01-04-2019 before it was read as 1 [Director not to act as sub-broker. 15A. No director of a stock broker shall act as a sub-broker to the same stock broker.]
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