Regulation 15 - Omitted - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992

3 [ **** ] ************* NOTES:- 1 Inserted by the SEBI (Stock Brokers and Sub-brokers) (Amendment) Regulations, 2003, w.e.f. 23-09-2003. 2 The words, (k) omitted by the SEBI (Stock Brokers and Sub-brokers) (Amendment) Regulations, 2003,w.e.f. 23-09-2003 3. Omitted vide Notification No. SEBI/LAD-NRO/GN/2018/27 dated 30-07-2018 w.e.f. 01-04-2019 before it was read as General obligations and inspection. 15. (1) The sub-broker shall- (a) pay the fees as specified in Schedule III; (b) abide by the Code of Conduct specified in Schedule II; (c) enter into an agreement with the stock-broker for specifying the scope of his authority and responsibilities; 1 [(d) comply with the rules, regulations and bye-laws of the stock exchange; (e) not be affiliated to more than one stock broker of one stock exchange.] (2) The sub-broker shall keep and maintain the books and documents specified in regulation 17 except for the books and documents referred to in clauses (h), (i), (j), 2 [***] (l) and (m) of sub-regulation (1) of regulation 17.