Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Stock Brokers) Regulations, 1992 Chapters List Chapter IV GENERAL OBLIGATIONS AND RESPONSIBILITIES This
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Regulation 18B - Omitted - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992Extract 2 [ **** ] ************* NOTES:- 1 Inserted by the SEBI (Stock Brokers and Sub-brokers) (Amendment) Regulations, 2003, w.e.f. 23-09-2003. 2. Omitted vide Notification No. SEBI/LAD-NRO/GN/2018/27 dated 30-07-2018 w.e.f. 01-04-2019 before it was read as, 1 [Stock Broker not to deal with unregistered Sub-broker. 18B.The stock broker shall not deal with any person as a sub-broker unless such person has been granted certificate of registration by the Board under sub-regulation(1) of Regulation 12.]
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