Regulation 16B - Dispute Resolution - Securities and Exchange Board of India {KYC (Know Your Client) Registration Agency} Regulations, 2011

1 [Dispute Resolution . 16B. All claims, differences or disputes between a KRA and an Intermediary arising out of or in relation to the activities of the KRA in the securities market shall be submitted to a dispute resolution mechanism that includes mediation and/or conciliation and/or arbitration, in accordance with the procedure specified by the Board. ] *************** NOTES:- 1. Inserted vide Notification No. SEBI/LAD NRO/GN/2023/137 dated 03-07-2023