Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities markets) Regulations, 2007.

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..... GN/2012-13/30/5474.-I n terms of sub-regulation (1) of regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 (hereinafter referred to as the Regulations ), the Board may require, by notification, any category of associated persons as defined in the Regulations to obtain requisite certification(s). Accord .....

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..... h associated persons who are approved users or sales personnel as on the date of this notification obtain certification by passing EDCE within two years from the date of this notification: Provided that a trading member, who engages or employs any such associated person who is an approved user or sales personnel, after the date of this notification, shall ensure that such person obtains certifi .....

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