Tax Management India. Com
Law and Practice  :  Digital eBook
Research is most exciting & rewarding
  TMI - Tax Management India. Com
Follow us:
  Facebook   Twitter   Linkedin   Telegram

TMI Blog

Home

Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007.

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X

..... National Institute of Securities Markets (hereinafter referred to as NISM) has specified vide notification no. NISM/Certification/NISM Series-I: CD/2009/1 dated 11th May, 2009, in consultation with Securities and Exchange Board of India (hereinafter referred to as Board), 'Series-I: Currency Derivatives Certification Examination'(hereinafter referred to as Series-I: CD) for approved users .....

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X

..... d users and sales personnel obtain Series-I: CD certification, as specified above, by 10th August, 2009. FURTHER from the date of this notification a trading member of the Currency Derivatives Segment of a recognised stock exchange shall not engage or employ any approved user or sales personnel who does not have valid Series-I: CD certification. C. B. BHAVE, Chairman [ADVT/III/4/69-ZB/09-Exty. .....

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X

 

 

 

 

Quick Updates:Latest Updates